Course curriculum

  • 01

    Course 2 of RegTech Compliance in Finance Specialisation

    • Welcome to AML & Client Onboarding

    • Welcome from the Senior Lecturer - Claus Christensen!

    • Course Handbook | Glossary

    • Join our Community at CFTE!

    • Preliminary Survey - Getting Started
  • 02

    Chapter 1: Key principles of anti-money laundering compliance

    • 1 Introduction

    • Course Handbook | Chapter 1

    • 1.1 Speaking about AML: Some Important Distinctions

    • 1.2 The Evolution of International AML Regulations

    • 1.3 Where it all started: the FATF recommendations

    • 1.4 Typologies of AML Regulations

    • 1.5 Conclusion

    • ━━ CHAPTER READINGS ━━

    • QUIZ
  • 03

    Chapter 2: AML Regulations around the world

    • 2 Introduction

    • Course Handbook | Chapter 2

    • 2.1 AML Regulations in the European Union

    • 2.2 AML Regulations in APAC

    • 2.3 AML Regulations in North America

    • 2.4 Conclusion

    • ━━ CHAPTER READINGS ━━

    • QUIZ
  • 04

    Chapter 3: The 4 Phases of Client Onboarding

    • 3 Introduction

    • Course Handbook | Chapter 3

    • 3.1 From Paper to Mobile: The Evolution of Client Onboarding in Financial Services

    • 3.2 The First Phase of Onboarding: Identification

    • 3.3 The Second Phase of Onboarding: Verification by data extraction and assessment

    • 3.4 The Third Phase of Onboarding: Ongoing Monitoring

    • 3.5 The Fourth Phase of Onboarding: Reporting and Interface to legacy systems

    • 3.6 Conclusion

    • ━━ CHAPTER READINGS ━━

    • QUIZ
  • 05

    Chapter 4: AML & KYC RegTech Market Overview

    • 4 Introduction

    • Course Handbook | Chapter 4

    • 4.1 An Overview of the AML/Onboarding Solution Landscape

    • 4.2 The Role of Cloud Computing & APIs to Build a Fully Integrated AML Process

    • 4.3 The Role of AI and ML to Enhance AML Controls

    • 4.4 Regulators' Requirements for AML/Client Onboarding solutions

    • 4.5 Conclusion

    • ━━ CHAPTER READINGS ━━

    • QUIZ
  • 06

    Chapter 5: A Guide to AML & Digital Onboarding Implementation

    • 5 Introduction

    • Course Handbook | Chapter 5

    • 5.1 How & Why to Embrace the Agile Methodology for AML Implementation

    • 5.2 Your Golden Sources of Knowledge: Compliance Team & Customers

    • 5.3 The Importance of Cross-Team Collaboration

    • 5.4 Planning to Achieve Ambitious Goals within Realistic Timelines

    • 5.5 How to Successfully Scale Your AML Implementation across Jurisdictions

    • 5.6 Conclusion

    • ━━ CHAPTER READINGS ━━

    • QUIZ
  • 07

    Chapter 6: Industry Trends & Predictions

    • 6 Introduction

    • Course Handbook | Chapter 6

    • 6.1 KYC Utility Projects around the world: Individuals

    • 6.2 KYC Utility Projects around the world: Corporates

    • 6.3 The Challenge of the Contactless-World for AML

    • 6.4 AML/KYC requirements for virtual assets

    • 6.5 What next? A final look at further industry developments

    • 6.6 Conclusion

    • ━━ CHAPTER READINGS ━━

    • QUIZ
  • 08

    Course Conclusion & Final Assessment

    • Final Assessment
  • 09

    Congratulations!

    • Post-survey